AML Manager

Artemis Human Capital are delighted to be assisting our client, a boutique financial services firm, with the recruitment of an AML Manager. Our client has a commitment to providing tailored investment solutions to their clients; with a strong focus on integrity, innovation, and personalised service, they pride themselves on fostering long-term client relationships. Position Overview As the AML Manager, you will work closely with the team, ensuring that the firm adheres to all relevant AML laws and regulations. Your expertise will be instrumental in safeguarding the firm from financial crimes and maintaining its reputation for regulatory excellence. Key Responsibilities AML/CTF Program Management: Lead the design, implementation, and maintenance of the firm's AML/CTF framework, ensuring compliance with UK regulations such as the Money Laundering Regulations (MLRs) and Proceeds of Crime Act. Client Due Diligence (CDD): Oversee and conduct Client Due Diligence, Enhanced Due Diligence (EDD), and Know Your Customer (KYC) processes for new and existing clients, in line with UK regulations. Monitoring & Reporting: Identify, monitor, and report suspicious activities to the National Crime Agency (NCA) through the submission of Suspicious Activity Reports (SARs). Risk Assessment: Conduct risk assessments of clients, products, and geographies, ensuring the firms exposure to financial crime is within acceptable limits and compliant with FCA requirements. Internal Audits: Lead regular internal reviews and audits of AML/CTF processes to ensure the firms ongoing compliance with the UK Financial Conduct Authority (FCA) standards and regulations. Regulatory Liaison: Serve as the primary point of contact for the Financial Conduct Authority (FCA) and other UK regulatory bodies concerning AML/CTF matters, ensuring timely and accurate communication. Training & Awareness: Develop and deliver ongoing AML training for all employees, ensuring they understand their responsibilities under UK regulations and internal policies. Policy Development: Regularly review and update the firm's AML/CTF policies to reflect changes in the regulatory environment and emerging financial crime threats. Reporting & Escalation: Prepare and submit AML compliance reports to senior management, ensuring timely escalation of any high-risk issues or regulatory breaches. Criteria Bachelors degree in finance, law, or a related field. 3-5 years of experience in AML compliance within the financial services sector. Strong understanding of AML regulations Experience in conducting KYC, CDD, and EDD processes, with a strong understanding of risk-based approaches to AML. Proven experience conducting risk assessments, audits, and regulatory reporting. Excellent communication skills, with the ability to interact effectively with senior management, regulators, and law enforcement. Strong analytical and problem-solving skills, with attention to detail. Contact To find out more and to apply either send your CV or contact Nicky Strutt for more information Skills: AML, KYC, Onboarding, Risk, Compliance