Audit Manager - Commercial and Investment Bank Technology - Vice President

The Commercial & Investment Banking (CIB) Audit Team is responsible for assessing the adequacy of the control environments across all of the CIB, Chief Investment Office (CIO) and Treasury businesses. This is achieved through a program of audit coverage, which is performed and managed by a global team of integrated technology and financial business audit specialists.

As an Audit Manager - Vice President within EMEA CIB Technology Audit Team, you will cover Markets - Equities Technology/Macro Technology to strengthen internal controls.

Job responsibilities

• Works closely with business and technology audit colleagues to ensure that key risks are identified and assessed in the program of audit coverage


• Assists in all aspects of audits including risk assessments, audit planning, audit testing, control evaluation, report drafting and follow up and verification of issue closure


• Performs audit work in accordance with department and professional standards, and complete assignments in an efficient manner


• Pays attention to detail to ensure accuracy and completeness of audit coverage


• Writes audit work papers and reports with minimal intervention by the Audit Director


• Partners with colleagues, stakeholders and control community members to evaluate, test and report on the adequacy and effectiveness of management controls with appropriate recommendations for improvement. This may be delivered through specific audit reviews or through ongoing involvement in major activities or projects

Required qualifications, capabilities and skills

• Extensive and solid years of internal or external technology auditing experience 


• Bachelor's degree (or relevant financial services experience) 


• Solid understanding of internal control concepts with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner


• Extensive knowledge of system development life cycle concepts with an ability to quickly learn a complex, distributed computing environment


• Strong analytical skills, particularly in regard to assessing the probability and impact of an internal control weakness


• Excellent verbal and written communication skills. Also, good interpersonal skills with the ability to present complex and sensitive issues to senior management, and influence change.


• Related professional certification such as CISA, CISSP, or CIA


• Knowledge of coding, data analytics and/or distributed technologies

Preferred qualifications, capabilities and skills

• Degree and background in Technology 


• Related professional certification such as CISA, CISSP, or CIA


• Knowledge of coding, data analytics and/or distributed technologies

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