Compliance Operations Coordinator

Compliance Operations Coordinator
�40,000 - �45,000 *DOE
Full Time, Permanent

9am - 5:30, Office Based

City of London, Near Liverpool Street Station

Are you looking for an exciting opportunity to join a leading global underwriter in the insurance industry? Our client, a privately-owned organisation, is currently seeking a motivated and ambitious Compliance Operations Coordinator to join their dynamic team. If you have a background in compliance and a passion for delivering outstanding market returns, then this role could be perfect for you!

As a Compliance Operations Coordinator, you will play a key role in ensuring regulatory compliance within the organisation. You will be responsible for tasks such as regulatory reporting, conducting due diligence checks, and supporting regulatory approvals. This is a fantastic opportunity to contribute to a growing organisation at an exciting time.

Why work for this company?

• Stunning offices based in the heart of the City with a great company culture and team environment.
• Our client is highly regarded in their field, offering huge scope to build on your skills and develop.
• Opportunity to work closely with the team and input your ideas!

• Join a hardworking, supportive, and collaborative team, who are high performing and driven to succeed who also enjoy the social side of working in the City!

Duties:

• Lead on Terms of Business Agreements (TOBAs) and perform continuous monitoring.
• Coordinate due diligence enquiries from third parties.
• Ensure completion of Regulatory Returns by engaging key business stakeholders.
• Handle regulatory correspondence and actions.
• Maintain and review Conflicts of Interest log.
• Manage the Gifts and Hospitality log.
• Support the production of Compliance Management Information.
• Assist in the production of Board/Committee papers.
• Coordinate and take minutes at committee and other meetings.
• Provide support for regulatory approvals in the UK & Belgium.
• Assist in compliance monitoring activities.
• Coordinate Compliance training and oversee Continuous Professional Development requirements.

Requirements:

• Ideally, possess a Degree in Law, Finance, Business, or a related field.
• Strong Administration experience with knowledge of compliance/operations is also considerable.
• Good understanding of the regulatory requirements in the UK insurance industry.
• Knowledge of the FCA rule books.
• Excellent analytical and problem-solving skills.
• Effective communication and interpersonal skills.
• Ability to work independently and collaboratively in a fast-paced environment.
• Attention to detail and commitment to upholding ethical standards.

If you are ready to take the next step in your compliance career and be part of a team that makes a difference while being different, then apply now! Join our client and embark on a rewarding journey with endless possibilities.

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