Compliance/Paraplanner

Location: Edinburgh, Scotland (Office-Based)

Salary: �40,000 - �60,000 (plus benefits, depending on experience)

Are you a skilled professional with experience in compliance and paraplanning, looking for a flexible role that offers growth and progression? A prominent firm in Edinburgh is seeking a versatile individual to join their team in a unique hybrid position, with a blend of compliance and paraplanning responsibilities.

About the Role:

This role offers a balanced focus on compliance and paraplanning duties, allowing for flexibility and the opportunity to shape your career path. For individuals at the Compliance Assistant level, we offer a starting salary around �40,000. For more experienced professionals with Compliance Officer responsibilities, including SM16 and SM17, a competitive salary of approximately �60,000 is available.

As the role develops, there may be an opportunity to transition into a full-time compliance position, making this an ideal opportunity for those interested in advancing their compliance career.

Key Responsibilities:

• Split time between compliance and paraplanning duties to support the firm's objectives


• Ensure compliance with industry regulations and internal standards


• Conduct research, prepare reports, and provide support on financial planning recommendations


• Assist in the development and maintenance of compliance policies and procedures


• Oversee record-keeping and ensure documentation aligns with regulatory standards

What We Offer:

• Competitive salary ranging from �40,000 to �60,000 depending on experience and qualifications


• Comprehensive benefits package


• Opportunity for career development into a full-time compliance role


• Supportive and dynamic working environment in a reputable firm

About You:

Applicants must have a minimum Level 4 Diploma and relevant experience in compliance and/or paraplanning, ideally within an Independent Financial Adviser (IFA) environment. This role is suited to individuals ready to take on responsibility and grow within a hybrid position, with a keen interest in the compliance field.