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Head of Compliance IFA

Posted 5 days ago

  • Tamworth, Staffordshire
  • Any
  • External
  • Expires In 3 months

Head of Compliance National IFA

Location: Tamworth, Staffordshire

Salary/Rate: £55,000 - £70,000/annum; Pension DIS & CI

Guide to main activities:

  • Working with the Managing Director SMF16 to perform the Head of Compliance role for our client and subsidiary companies.
  • Management of Compliance oversight including responsibility for delivering the companies Consumer Duty plan.
  • Oversee the operational effe...

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