Internal Audit Senior
Posted 9 days ago
- Heathfield, Somerset
- Permanent
- 10% bonus
- £45,000 to £50,000 /Yr
- Sponsored
- Expires In 19 days
Are you an experienced Internal Auditor from within an FCA regulated business? Are you looking for a new challenge? Can you come to central Bristol once a month? If so we have a fantastic Senior Internal Audit role working for a market leading and award winning business based in central Bristol. With all required information accessible remotely you needn't be based in the South West but the ability to get to the Bristol office which is located within a 15 minute walk of Bristol Temple Meads will be required once a month for team meetings. Day to day your responsibilities will be:
*Assisting in the identification and planning of audits.
*Reviewing the risk register and incident log to identify areas that require further attention from internal audit.
*Planning own workload to meet agreed audit schedules and other work priorities
*Gaining a detailed understanding of the business sectors and support teams and build close working relationships with execs and staff at all levels
*Undertaking internal and third-party audits according to pre-defined auditing processes and tools for; AML, FCA, SRA and DPA related work. This will include auditing of client matters together with internal policies and procedures. Also other audit requirements across the firm such as those associated with ISO standards, team workload audits, governance audits, information security audits, quality audits and other regulatory audits as required.
*Identifying and recording any regulatory breaches and non-conformities to certification standards. Ensure reportable breaches are reported to the Risk Director.
*Producing audits reports and agreeing audit results with appropriate business leaders and dealing with any audit findings disputes
This really is an interesting and highly visible senior internal audit role and will be part of the wider internal audit team so good communication and team working abilities at all levels will be required. This role comes with a 10% company performance related bonus so if it sounds like the sort of role that would interest you then please get in touch through application. This business cannot sponsor and all applicants will need to have UK citizenship.
Artis Recruitment provide specialist recruitment services within HR, Finance, IT, Procurement, Marketing, Customer Contact and Executive Search. By applying to this position, you acknowledge that you have read and accept our Privacy Policy: (url removed)
*Assisting in the identification and planning of audits.
*Reviewing the risk register and incident log to identify areas that require further attention from internal audit.
*Planning own workload to meet agreed audit schedules and other work priorities
*Gaining a detailed understanding of the business sectors and support teams and build close working relationships with execs and staff at all levels
*Undertaking internal and third-party audits according to pre-defined auditing processes and tools for; AML, FCA, SRA and DPA related work. This will include auditing of client matters together with internal policies and procedures. Also other audit requirements across the firm such as those associated with ISO standards, team workload audits, governance audits, information security audits, quality audits and other regulatory audits as required.
*Identifying and recording any regulatory breaches and non-conformities to certification standards. Ensure reportable breaches are reported to the Risk Director.
*Producing audits reports and agreeing audit results with appropriate business leaders and dealing with any audit findings disputes
This really is an interesting and highly visible senior internal audit role and will be part of the wider internal audit team so good communication and team working abilities at all levels will be required. This role comes with a 10% company performance related bonus so if it sounds like the sort of role that would interest you then please get in touch through application. This business cannot sponsor and all applicants will need to have UK citizenship.
Artis Recruitment provide specialist recruitment services within HR, Finance, IT, Procurement, Marketing, Customer Contact and Executive Search. By applying to this position, you acknowledge that you have read and accept our Privacy Policy: (url removed)