Risk and Compliance Executive

Risk and Compliance Executive - Leeds-£28,000 - £30,000 - Hybrid working
Are you ready to make a difference in a reputable professional services firm? We are currently seeking a skilled and detail-oriented Risk and Compliance Executiveto join a dynamic team. This role is perfect for someone who thrives in a fast-paced environment and is passionate about compliance, risk management, and maintaining high standards.
About the Role: As a Risk and Compliance Executive, you will work closely with the risk teams to address client due diligence, conflicts of interest, and other risk-related issues. You will engage with various stakeholders across the firm, including partners and legal professionals, to ensure compliance with regulatory requirements and internal policies. Your responsibilities will include conducting and reviewing AML risk reports, managing claims and complaints databases, and resolving escalated conflict issues.
Key Responsibilities:
Actively contribute as a member of the Risk and Compliance Team, supporting the firms regulatory and risk management initiatives.
Collaborate with the Client and Matter Inception Team to resolve escalated conflicts.
Perform detailed reviews of Anti-Money Laundering (AML) risk assessments, escalating issues when necessary.
Manage and update claims and complaints databases, ensuring prompt communication with legal teams.