The following job is no longer available:
Risk and Compliance Manager
Risk and Compliance Manager
Risk and Compliance Manager
Posted 2 days ago
- City of London, Greater London
- Any
- External
Risk & Compliance Manager
Location - London / Hybrid
Salary - (c) £45,000 per annum
An excellent opportunity has arisen for an experienced Risk & Compliance Manager, with responsibility for identifying, assessing and managing risk within a successful Partner Practice of St. Jamess Place.
The role will be managing the compliance framework, overseeing policy and changes to regulatory requirements and ensuring the business is complying with their obligations by developing and implementing risk management strategies, overseeing compliance audits, implementing corrective actions and coordinating with relevant teams.
Role Compliance Manager
Research and consider all existing and new regulatory requirements that impact the business
Oversee and support the regulatory compliance program, reviewing, writing, and implementing new policies & procedures as required.
Advising the senior management team on all Compliance & Risk obligations and requirements, ensuring they are kept up to speed with all new and upcoming regulatory changes.
Provide input into the firms policy framework and work with stakeholders to identify gaps in existing policies and procedures
Collaborate with the team and offer subject matter expertise to enhance the overall client experience
Prepare and present compliance and risk management reports to senior management and stakeholders
Maintain comprehensive records of risk assessments, compliance audits, and corrective actions
Continuously monitor and improve risk management and compliance processes
Implement best practices to strengthen the organizations overall risk position
The Person Compliance Manager
You will have in-depth regulatory knowledge and demonstrable experience in a Compliance Monitoring role gained in an SJP Partner Practice, or an IFA or Wealth Management environment.
Ability to foster strong working relationships within the team and within the business
Strong working knowledge of Excel, Word, and other Microsoft Office Programs
It is essential that you are confident in dealing with colleagues, third parties and can work with total discretion.
St. Jamess Place plc (SJP) is a leading, a highly regarded FTSE 100 Wealth Management company which distributes a range of Investment and Retirement products and financial solutions to a High Net Worth client base.
SJP has funds under management in excess of £190.2bn. This business is well established and highly successful.
Please note that this Partner Practice will conduct a standard Financial and Identity check on any candidates who are offered a role within this Practice.
When applying for this role, you will be directed to the application site of Burgh Recruitment. Please ensure you tick the Privacy Policy box and click the green 'apply to this job' at the bottom of the application page. Once your application is completed, you will receive a confirmation email from Burgh Recruitment.
TPBN1_UKTJ
Location - London / Hybrid
Salary - (c) £45,000 per annum
An excellent opportunity has arisen for an experienced Risk & Compliance Manager, with responsibility for identifying, assessing and managing risk within a successful Partner Practice of St. Jamess Place.
The role will be managing the compliance framework, overseeing policy and changes to regulatory requirements and ensuring the business is complying with their obligations by developing and implementing risk management strategies, overseeing compliance audits, implementing corrective actions and coordinating with relevant teams.
Role Compliance Manager
Research and consider all existing and new regulatory requirements that impact the business
Oversee and support the regulatory compliance program, reviewing, writing, and implementing new policies & procedures as required.
Advising the senior management team on all Compliance & Risk obligations and requirements, ensuring they are kept up to speed with all new and upcoming regulatory changes.
Provide input into the firms policy framework and work with stakeholders to identify gaps in existing policies and procedures
Collaborate with the team and offer subject matter expertise to enhance the overall client experience
Prepare and present compliance and risk management reports to senior management and stakeholders
Maintain comprehensive records of risk assessments, compliance audits, and corrective actions
Continuously monitor and improve risk management and compliance processes
Implement best practices to strengthen the organizations overall risk position
The Person Compliance Manager
You will have in-depth regulatory knowledge and demonstrable experience in a Compliance Monitoring role gained in an SJP Partner Practice, or an IFA or Wealth Management environment.
Ability to foster strong working relationships within the team and within the business
Strong working knowledge of Excel, Word, and other Microsoft Office Programs
It is essential that you are confident in dealing with colleagues, third parties and can work with total discretion.
St. Jamess Place plc (SJP) is a leading, a highly regarded FTSE 100 Wealth Management company which distributes a range of Investment and Retirement products and financial solutions to a High Net Worth client base.
SJP has funds under management in excess of £190.2bn. This business is well established and highly successful.
Please note that this Partner Practice will conduct a standard Financial and Identity check on any candidates who are offered a role within this Practice.
When applying for this role, you will be directed to the application site of Burgh Recruitment. Please ensure you tick the Privacy Policy box and click the green 'apply to this job' at the bottom of the application page. Once your application is completed, you will receive a confirmation email from Burgh Recruitment.
TPBN1_UKTJ