VP KYC Reviews

Profile SummaryTo Lead and Manage the CLM team function of Regular and Event Driven reviews in atimely and cost efficient manner. Ensuring adherence to all SLA’s and procedures forLondon & Dubai Branch, manage the control of AML/KYC documentation in line with InternalCompliance Procedures/FCA regulationsDuties and Responsibilities Support the Head of CLM in the review and verification of AML/KYC Clientdocumentation for existing Clients (High, medium, Low) Support the Head of CLM with Screening of KYC information for existing clients Support the Head of CLM in the review of counterparty registration applications andfollow up reviews with adherence to all Compliance procedures Support the Head of CLM with the management reporting and escalation on defectsto IT Attend regular meetings with senior stakeholders to update on any remediation items Perform client identification and verification on Financial Intermediaries Liaison with Internal Clients Advising Business Units of due diligence requirements Work to support the team by sharing ideas and knowledge Support the Head of CLM with resources to ensure that processes and individualssustain business demands Maintain high quality reference data across region systems in conjunction withAML/KYC Client documentation verification Build relationships and business understanding with Internal Clients in order toinitiate and implement improvements to existing processes Support the Head of CLM with with Projects and adhoc tasks within Shared Services Support with the development of the CLM Onboarding team setting challengingobjectives and carry out regular appraisals to enable individuals to attain theircapabilities and goals.